Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) (Amendment) Regulations, 2026
SEBI 1 hr ago·12 Oct 2026, 6:30 am
Economy SEBI
The Securities and Exchange Board of India (SEBI) has introduced new rules to update the certification process for individuals who assist in securities trading. This amendment focuses on clarifying the roles and responsibilities of these "associated persons" to ensure they meet updated standards of competence and conduct.
This change is significant for investors as it aims to strengthen the overall integrity of the market ecosystem. By tightening the vetting process for intermediaries, SEBI seeks to reduce the risk of malpractices and ensure that investors receive advice and services from qualified professionals.
Investors should monitor how brokerage firms and financial advisors adapt to these new compliance requirements. It is advisable to verify the credentials of your service providers to ensure they are fully compliant with the latest regulations, which will ultimately contribute to a more transparent trading environment.
Key takeaways
- Category: Economy.
- Flagged as a high-impact, market-moving story.
Why it matters
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